“Continuing Success Behind a Great Story”
“Top Transamerica Producers core”
$800,000,000.00 Assets Under Management (AUM);
average of 36 years of experience
Code of Ethics
From its earliest designs, the Financial Planning Association (FPA) included a mandate that members adhere to a Code of Ethics that reflects their commitment to help clients achieve their life goals. All FPA members are asked to commit to this Code, CFP® certificants and non-CFP certificants alike.
FPA’s Ethics Committee is charged by the Board of Directors with reviewing alleged violations to the Code of Ethics and advising staff on ways to enhance awareness by FPA members of their obligations under the Code.
Integrity An FPA member shall offer and provide professional services with integrity.
An FPA member shall be objective in providing professional services to clients.
An FPA member shall provide services to clients competently and maintain the necessary knowledge and skill to continue to do so in those areas in which the designee is engaged.
An FPA member shall perform professional services in a manner that is fair and reasonable to clients, principals, partners, and employers and shall disclose conflict(s) of interest(s) in providing such services.
An FPA member shall not disclose any confidential client information without the specific consent of the client unless in response to proper legal process, to defend against charges of wrongdoing by the FPA member or in connection with a civil dispute between the FPA member and client.
An FPA member’s conduct in all matters shall reflect credit upon the profession.
An FPA member shall act diligently in providing professional services.